SPENCER LUND WESTON is currently employed as a Broker and/or Investment Adviser at QUESTAR CAPITAL CORPORATION located at 3420 COACH LANE, SUITE 3, CAMERON PARK, CA, 95682.
SPENCER LUND WESTON has worked at QUESTAR CAPITAL CORPORATION since October 23, 2012
Disclosure History
SPENCER LUND WESTON has 2 Disclosure Event(s).
Date: September 26, 2016 Category: Customer Dispute Allegations: ALLEGED UNSUITABILITY OF INVESTMENT. Damage Amount Requested: $25,000.00 Broker Comment: AFTER MEETING WITH THE CLIENT AND PROVIDING BROKER DEALER APPROVED SALES MATERIAL, AND A FULL EXPLANATION OF THE PRODUCT FEATURES INCLUDING ALL FEES AND EXPENSES AND LIQUIDATION OPTIONS, THE CLIENT CHOSE TO PUT APPROXIMATELY 4% OF THEIR TOTAL INVESTIBLE ASSETS FOR THE ATTRACTIVE INCOME BENEFIT, AND DIVERSIFY THE PORTFOLIO INTO AN "ALTERNATIVE" INVESTMENT EQUIPMENT LEASING PROGRAM. THE CLIENT UNDERSTOOD THE ILLIQUIDITY AND 6-8 YEAR TIME COMMITTMENT, BUT CHOSE TO REQUEST A FULL REFUND AFTER 2 YEARS. INVESTMENT WILL END UP RETURNING APPROXIMATELY 70-85% OF THE ORIGINAL AMOUNT INVESTED.
Date: December 03, 2014 Category: Customer Dispute Allegations: CLIENT FEELS THE ANNUITY SOLD TO HER WAS NOT SUITABLE IN SEPTEMBER 2011. SHE SEEKS TO GET OUT OF THE ANNUITY WITH NO SURRENDER CHARGE.
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