STACEE RAE MALCOLM is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1800 Blankenship Rd, Suite 125, West Linn, OR, 97068.
STACEE RAE MALCOLM has worked at LPL FINANCIAL LLC since April 16, 2015
Disclosure History
STACEE RAE MALCOLM has 4 Disclosure Event(s).
Date: October 09, 2017 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE MISREPRESENTATION OF THE INCOME RIDER PROVISIONS ASSOCIATED WITH THEIR VARIABLE ANNUITIES, INCLUDING THE INTEREST RATE OF THE PROTECTED WITHDRAWAL VALUE AND HOW TAKING RMDs WOULD AFFECT THEIR INCOME BENEFITS.
Date: March 15, 2017 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT REPRESENTATIVE TOLD HER THE ANNUITY WAS GUARANTEED TO EARN 6%.
Date: September 29, 2016 Category: Customer Dispute Allegations: CUSTOMER IS QUESTIONING THE RECOMMENDATION/SUITABILITY OF THE PRUDENTIAL VARIABLE ANNUITY THAT SHE PURCHASED IN FEBRUARY 2011.
Date: April 07, 2016 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT SHE FEELS SHE WAS DECEIVED BY THE REPRESENTATIVE WHEN PURCHASING THE VARIABLE ANNUITY.
More Information
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