STACEY LYNN CASEY

STACEY LYNN CASEY is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1026 E POLSTON AVENUE, STE 710, POST FALLS, ID, 83854.

STACEY LYNN CASEY has worked at WELLS FARGO CLEARING SERVICES, LLC since June 19, 2014

Disclosure History

STACEY LYNN CASEY has 2 Disclosure Event(s).

Date: August 31, 2015
Category: Customer Dispute
Allegations: Customer alleged unsuitable investment. (8/5/2014)

Date: August 06, 2002
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT PUTNAM VOYAGER FUND SOLD TO CUSTOMER ON 03/19/2000 WAS NOT SUITABLE.
Damage Amount Requested: $46,547.23
Broker Comment: THIS EVENT IS NO LONGER REPORTABLE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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