Stacey Sue Woolsey

Stacey Sue Woolsey is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 424 DEMERS AVENUE, GRAND FORKS, ND, 58201.

Stacey Sue Woolsey has worked at EDWARD JONES since April 17, 2001

Disclosure History

Stacey Sue Woolsey has 1 Disclosure Event(s).

Date: November 28, 2016
Category: Customer Dispute
Allegations: Client alleges the advice from the financial advisor on March 3, 2015 to establish an Advisory Solutions Account caused her unintended tax consequences.
Damage Amount Requested: $27,000.00
Broker Comment: After completion of the firm's investigation into client's allegations, claim was denied.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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