STACY BRYANT BUSH is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2918 N OAK ST, SUITE B, VALDOSTA, GA, 31602-4819.
STACY BRYANT BUSH has worked at LPL FINANCIAL LLC since November 05, 2004
Disclosure History
STACY BRYANT BUSH has 2 Disclosure Event(s).
Date: November 05, 2012 Category: Customer Dispute Allegations: UNSUITABILITY; BREACH OF FIDUCIARY DUTY; MISREPRESENTATION; OMISSION OF FACTS; VIOLATION OF THE GEORGIA SECURITIES ACT; BREACH OF CONTRACT; RESTITUTION; NEGLIGENCE; AND COMMON LAW FRAUD. Damage Amount Requested: $188,269.85 Broker Comment: DESPITE THE ARBITRATION PANEL'S DECISSION, I BELIEVED THAT I FULLY MET MY OBLIGATIONS TO THIS CLIENT AND THAT MY INVESTMENT ADVICE WAS APPROPRIATE GIVEN THE CLIENT'S INVESTMENT OBJECTIVES AND THE UNPRECEDENTED MARKET EVENTS OF 2008 AND 2009.
Date: April 14, 2009 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT BOND HOLDING WAS UNSUITABLE AND A CONCENTRATED POSITION. FA DENIES ALL ALLEGATIONS. ACTIVITY PERIOD IS 3/20/08 THROUGH 4/30/09. Damage Amount Requested: $5,000.00 Settlement Amount: $215,000.00 10-00336
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