STACY HUNTER MARTIN

STACY HUNTER MARTIN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2206 S. MAIN ST., STE. D, BLACKSBURG, VA, 24060.

STACY HUNTER MARTIN has worked at LPL FINANCIAL LLC since May 05, 2005

Disclosure History

STACY HUNTER MARTIN has 1 Disclosure Event(s).

Date: August 12, 2011
Category: Customer Dispute
Allegations: ALLEGES FAILURE TO DISCLOSE POTENTIAL TAX RAMIFICATIONS OF A VARIABLE ANNUITY EXCHANGE.
Damage Amount Requested: $18,000.00

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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