STACY RODBELL is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 2650 NORTH MILITARY TRAIL, SUITE 400, BOCA RATON, FL, 33431.
STACY RODBELL has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since April 01, 2014
Disclosure History
STACY RODBELL has 1 Disclosure Event(s).
Date: October 01, 2012 Category: Customer Dispute Allegations: BREACH OF FIDUCIARY DUTY; MISREPRESENTATION AND MATERIAL OMISSION; COMMON LAW FRAUD AND FRAUDULENT INDUCEMENT; UNSUITABILITY; BREACH OF THE IMPLIED COVENANT OF GOOD FAITH AND FAIR DEALING; NEGLIGENCE, GROSS NEGLIGENCE AND NEGLIGENT MISREPRESENTATION; UNJUST ENRICHMENT; BREACH OF CONTRACT AND WARRANTY; PROMISSORY ESTOPPEL; PRIMA FACIE TORT; RESPONDEAT SUPERIOR; BREACH OF APPLICABLE STATE AND FEDERAL SECURITIES LAWS, STATUTES, RULES, REGULATIONS AND FINRA STANDARDS OF CONDUCT. ACTIVITY DATE IS NOVEMBER 2005. Damage Amount Requested: $5,278,371.00 Broker Comment: THIS ARBITRATION CLAIM IS AGAINST MY EMPLOYER AND IS WITHOUT MERIT.
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