STAN T WEBB is currently employed as a Broker and/or Investment Adviser at CONCORDE INVESTMENT SERVICES, LLC located at 300 N. MAIN STREET, STE. 309, WICHITA, KS, 67202.
STAN T WEBB has worked at CONCORDE INVESTMENT SERVICES, LLC since April 02, 2012
Disclosure History
STAN T WEBB has 2 Disclosure Event(s).
Date: March 15, 2001 Category: Customer Dispute Allegations: CLIENT TERMINATED ADVISORY AGREEMENT WITH FIRM ON 02/14/2001. SUBSEQUENTLY ON 02/23/2001 CLIENT EMAILS REP ORDER TO CLOSE ACCOUNT AND REMIT ACCOUNT BALANCES TO CLIENT. REP EMAILS REPLY ON 02/26/2001 STATING THAT HE DOES NOT HAVE AUTHORITY TO CLOSE ACCOUNT WITHOUT CLIENT SIGNATURE AND THE CLIENT CAN CALL DIRECTLY HIMSELF. CLIENT WAITS NINE DAYS TO SELL THE FUNDS HIMSELF AFTER THE STOCK MARKET HAS DECLINED DRAMATICALLY. THE DELAY IN CLOSING CAUSES LOSSES IN THE ACCOUNT. Damage Amount Requested: $14,000.00 Broker Comment: AFTER COMPLETING AN INTERNAL INVESTIGATION, BROKER/DEALER CONCLUDED THAT NO MISCONDUCT OCCURED AND REPORTED THE FINDING AND THIS CONCLUSION TO THE CLIENT.
Date: November 30, 1988 Category: Regulatory
More Information
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