STANFORD BERNARD FIRESTONE

STANFORD BERNARD FIRESTONE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 5565 GLENRIDGE CONNECTOR NE, SUITE 1900, ATLANTA, GA, 30342.

STANFORD BERNARD FIRESTONE has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

STANFORD BERNARD FIRESTONE has 1 Disclosure Event(s).

Date: April 06, 2010
Category: Customer Dispute
Allegations: CLAIMANTS ALLEGE, INTER ALIA, THAT ON APRIL 1, 2009 THE FINANCIAL ADVISOR FAILED TO FOLLOW THEIR INSTRUCTIONS RESULTING IN THE UNAUTHORIZED LIQUIDATION OF SECURITIES FROM THE CLAIMANTS' ACCOUNT.
Damage Amount Requested: $47,944.58
Settlement Amount: $25,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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