STANFORD STEWART SMITH is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 300 E. STATE STREET, SUITE 400, REDLANDS, CA, 92373.
STANFORD STEWART SMITH has worked at UBS FINANCIAL SERVICES INC. since January 11, 1995
STANFORD STEWART SMITH has 2 Disclosure Event(s).Date: October 30, 1996
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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