STANLEY EDGAR FREED is currently employed as a Broker and/or Investment Adviser at VECTORGLOBAL WMG located at 1001 BRICKELL BAY DRIVE, SUITE 1900, MIAMI, FL, 33131.
STANLEY EDGAR FREED has worked at VECTORGLOBAL WMG since July 29, 2014
Disclosure History
STANLEY EDGAR FREED has 1 Disclosure Event(s).
Date: February 28, 2014 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES IN A WRITTEN COMPLAINT THAT HE WAS NOT SATISFIED WITH THE ADVICE RECEIVED FROM THE RR REGARDING HIS PORTFOLIO OF INVESTMENTS Damage Amount Requested: $66,200.00 Broker Comment: THE FIRM HAS INVESTIGATED THE MATTER, AND DETERMINED THAT, AT THE TIME OF THE RECOMMENDATION, THE RR DISCLOSED ALL PERTINENT INFORMATION RELATED TO THE PORTFOLIO IN QUESTION INCLUDING, BUT NOT LIMITED TO, THE CREDIT RATING OF THE BONDS ACQUIRED AND RISKS ASSOCIATED TO THE INVESTMENTS. IN ADDITION, TAKING INTO CONSIDERATION ACCOUNT'S RISK PROFILE, INVESTMENT OBJECTIVE AND INVESTMENT EXPERIENCE, THE FIRM UNDERSTAND THAT THE PORTFOLIO WAS SUITABLE FOR THE CLIENT AT THE TIME OF RECOMMENDATION. ACCORDINGLY, CLIENT'S CLAIM HAS BEEN DENIED BY THE FIRM.
More Information
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