STANLEY JAY GOLDRING is currently employed as a Broker and/or Investment Adviser at LADENBURG THALMANN & CO. INC. located at 520 MADISON AVENUE, 26th Floor, NEW YORK, NY, USA.
STANLEY JAY GOLDRING has worked at LADENBURG THALMANN & CO. INC. since May 02, 2008
Disclosure History
STANLEY JAY GOLDRING has 1 Disclosure Event(s).
Date: August 29, 1990 Category: Customer Dispute Allegations: UNSUITABLE TRANSACTION-CUSTOMER PURCHASED1,000 SHARES OF INTEGRATED RESOURCES PFD. IN HER IRA ACCT. Damage Amount Requested: $22,000.00 Settlement Amount: $17,500.00 Broker Comment: SETTLED FOR $17,500CUSTOMER MAINTAINED A $300,000 REGULAR ACCOUNTWITH ME ON WHICH SHE HAD MADE SUBSTANTIAL PROFITS. SHE ASKEDME TO INCREASE HER INCOME IN HER IRA. I PURCHASED INTEGRATEDRESOURCES PFD. WHICH WAS AN INVESTMENT GRADE SECURITY AT THETIME. IT SUBSEQUENTLY WENT BANKRUPT, WITH THE CLIENT INCURRINGA $22,000 LOSS
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