STANLEY ROLAND JONES

STANLEY ROLAND JONES is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 1100 RIDGEWAY LOOP ROAD, SUITE 600, MEMPHIS, TN, 38120.

STANLEY ROLAND JONES has worked at RAYMOND JAMES & ASSOCIATES, INC. since February 13, 2013

Disclosure History

STANLEY ROLAND JONES has 1 Disclosure Event(s).

Date: June 01, 2011
Category: Customer Dispute
Allegations: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000 OR MORE** CLAIM ALLEGES UNSUITABILITY WITH REGARD TO MUTUAL FUNDS PURCHASED IN 2004.
Damage Amount Requested: $15,000.00
Settlement Amount: $11,247.85
Broker Comment: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000 OR MORE**

More Information

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