STANLEY NEWCOMB MARTIN

STANLEY NEWCOMB MARTIN is currently employed as a Broker and/or Investment Adviser at ALLSTATE FINANCIAL SERVICES, LLC located at 611 E BLOOMINGDALE STE D, BRANDON, FL, 33511-8127.

STANLEY NEWCOMB MARTIN has worked at ALLSTATE FINANCIAL SERVICES, LLC since July 20, 2005

Disclosure History

STANLEY NEWCOMB MARTIN has 3 Disclosure Event(s).

Date: March 22, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $4,411.86
Judgment/Lien Type: Civil
Broker Comment: We are setting up an installment plan

Date: January 27, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $29,432.03
Judgment/Lien Type: Tax

Date: March 11, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT SHE DID NOT RECEIVE A COPY OF POLICY AND SURRENDER CHARGES WERE NOT DISCLOSED IN CONNECTION WITH LIFE INSURANCE POLICY PURCHASED IN OCTOBER 2001. SHE DID NOT SPECIFY A DAMAGE AMOUNT.
Broker Comment: I DENY THE ALLEGATIONS. THE CUSTOMER WAS ADVISED OF ALL FEES AND CHARGES IN CONNECTION WITH THE POLICY BEFORE SHE PURCHASED IT. A COPY OF THE POLICY WAS SENT TO HER AND QUARTERLY, SEMI-ANNUAL AND ANNUAL STATEMENTS HAVE BEEN SENT TO THE CLIENT FOR OVER THREE YEARS.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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