STANLEY L MINCH

STANLEY L MINCH is currently employed as a Broker and/or Investment Adviser at HENLEY & COMPANY LLC located at 1290 RXR PLAZA, UNIONDALE, NY, 11556.

STANLEY L MINCH has worked at HENLEY & COMPANY LLC since September 22, 2004

Disclosure History

STANLEY L MINCH has 1 Disclosure Event(s).

Date: May 30, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNAUTHORIZED TRADING; SUITABILITY; CONVERSION; INTENTIONAL AND NEGLIGENT MISREPRESENTATIONS AND OMISSIONS.
Damage Amount Requested: $25,000.00
Settlement Amount: $9,999.00
Broker Comment: THIS IS NO LONGER REPORTABLE BECAUSE ARBITRATION SETTLED FOR LESS THAN $1000. 14I(1)(A) WAS MARKED SOLELY BECAUSE IT IS A REQUIRED FIELD. PLEASE ARCHIVE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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