STANLEY MARTIN SUSSMAN

STANLEY MARTIN SUSSMAN is currently employed as a Broker and/or Investment Adviser at TRADINGBLOCK located at 624 DANE COURT, NEW CASTLE, DE, 19720.

STANLEY MARTIN SUSSMAN has worked at TRADINGBLOCK since August 01, 2012

Disclosure History

STANLEY MARTIN SUSSMAN has 1 Disclosure Event(s).

Date: March 25, 1969
Category: Criminal
Charges: CHARGED WITH PASSING ONE $10 COUNTERFEITBILL.
Disposition: DISMISSED AS NO INDICTMENT
Broker Comment: Not Provided

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for STANLEY MARTIN SUSSMAN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.