STANLEY ALLEN WELCH is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2941 GREENBRIAR, SPRINGFIELD, IL, 62704.
STANLEY ALLEN WELCH has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008
Disclosure History
STANLEY ALLEN WELCH has 2 Disclosure Event(s).
Date: October 09, 2008 Category: Customer Dispute Allegations: ALLEGED INVESTMENT NOT IN LINE WITH INVESTMENT GOALS. ALLEGED DAMAGES, UNSPECIFIED, OVER $5,000. (DATES OF ACTIVITY NOT SPECIFIED.)**ARBITRATION ALLEGATIONS: CLAIMANT, A RESIDENT OF ILLINOIS, ALLEGES UNSUITABILITY AGAINST FA FOR THE PURCHASE OF EQUITIES IN LATE 2008. CLAIMANT SEEKS DAMAGES IN EXCESS OF $120,000. Damage Amount Requested: $120,000.00 Settlement Amount: $25,000.00 Broker Comment: WITHOUT ADMITTING ANY LIABILITY, THE FIRM SETTLED THE MATTER FOR $25,000.00 TO AVOID THE EXPENSE, DISTRACTION, AND UNCERTAINTY OF FURTHER ARBITRATION AND LITIGATION.
Date: August 21, 2002 Category: Customer Dispute Allegations: ALLEGED INAPPROPRIATE ADVICE. LOSSES OVER $5,000.
More Information
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