STEFAN EDWARD BERNARDI

STEFAN EDWARD BERNARDI is currently employed as a Broker and/or Investment Adviser at INVESCO DISTRIBUTORS, INC. located at 11 GREENWAY PLAZA, SUITE 100, MINNETONKA, MN, 77046.

STEFAN EDWARD BERNARDI has worked at INVESCO DISTRIBUTORS, INC. since January 18, 2013

Disclosure History

STEFAN EDWARD BERNARDI has 1 Disclosure Event(s).

Date: December 05, 2007
Category: Criminal
Charges: OPERATING - LICENSE - FORGERY/ALTERATION/FAKE
Disposition: Dismissed
Broker Comment: DISMISSED WITHOUT PREJUDICE - MONETARY FINE PAID IN THE AMOUNT OF $105.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for STEFAN EDWARD BERNARDI, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.