STEFAN MARCHUT LAVALLEE is currently employed as a Broker and/or Investment Adviser at CANTELLA & CO., INC. located at 1314 South King Street #852, Honolulu, HI, 96814.
STEFAN MARCHUT LAVALLEE has worked at CANTELLA & CO., INC. since October 05, 2017
Disclosure History
STEFAN MARCHUT LAVALLEE has 2 Disclosure Event(s).
Date: June 19, 2017 Category: Employment Separation After Allegations Firm Name: Merrill Lynch, Pierce, Fenner & Smith Incorporated Termination Type: Discharged Allegations: Conduct inconsistent with Firm policy regarding personal bank accounts. Broker Comment: The conduct was not investment related and did not involve the purchase or sale of securities in any Merrill Lynch, Pierce, Fenner & Smith, Incorporated customer account.
Date: March 21, 2014 Category: Customer Dispute Allegations: THE CUSTOMERS ALLEGE FAILURE TO FOLLOW INSTRUCTIONS IN DECEMBER 2012.
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