STEFAN EVAN ROSUCK is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 9725 WOODS DR UNIT 1204, SKOKIE, IL, 60077-4454.
STEFAN EVAN ROSUCK has worked at LPL FINANCIAL LLC since November 13, 2009
Disclosure History
STEFAN EVAN ROSUCK has 3 Disclosure Event(s).
Date: February 28, 2011 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: December 24, 2002 Category: Customer Dispute Allegations: CLAIMANT FILED A STATEMENT OF CLAIM ALLEGING UNSUITABILITY AND MISREPRESENTATIONS REGARDING INVESTMENT STRATEGY. Damage Amount Requested: $12,000.00 Settlement Amount: $9,000.00 Broker Comment: PLEASE ARCHIVE: ARBITRATION SETTLED FOR LESS THAN $10,000.
Date: September 17, 2002 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT THE TERMS OF THE ANNUITY THAT SHE PURCHASED FOR HER ACCOUNT IN JULY 2000 WERE MISDEREPRESENTED. DAMAGES NOT SPECIFIED. Settlement Amount: $42,370.23
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