STEFANO UBALDO FANFANI is currently employed as a Broker and/or Investment Adviser at PORTFOLIO RESOURCES GROUP, INC. located at 800 BRICKELL AVENUE, SUITE 903, CUTLER BAY, FL, 33131.
STEFANO UBALDO FANFANI has worked at PORTFOLIO RESOURCES GROUP, INC. since April 03, 2002
Disclosure History
STEFANO UBALDO FANFANI has 2 Disclosure Event(s).
Date: March 07, 2014 Category: Customer Dispute Allegations: UNWARRANTED ACTION INITIATED BY A NON CUSTOMER RELATED TO A DEFAULT OF PAYMENTS DUE ON A CORPORATE PROMISSORY NOTE ALLEGING BREACH OF FIDUCIARY DUTY AND FRAUD. Damage Amount Requested: $300,000.00 Settlement Amount: $120,000.00 Broker Comment: A SETTLEMENT WAS REACHED ON JULY 31, 2015 RESULTING IN A VOLUNTARY DISMISSAL OF THE LAWSUIT. MR. FANFANI AGREED TO A PAYMENT IN THE AMOUNT OF $120,000.00 TO SETTLE THE LAWSUIT WITHOUT ADMITTING OR DENYING THE ALLEGATIONS.
Date: June 17, 2002 Category: Customer Dispute Allegations: UNAUTHORIZED TRADING. CUSTOMER WAS OUT OF THE COUNTRY DURING SOME TRADES. HE WAS UNAWARE OF MANY TRADES UNTIL SEVERAL MONTHS LATER. Damage Amount Requested: $20,000.00
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