STEINAR BERG

STEINAR BERG is currently employed as a Broker and/or Investment Adviser at QUESTAR CAPITAL CORPORATION located at 4050 OLSON MEMORIAL HWY, STE 170, GOLDEN VALLEY, MN, 55422.

STEINAR BERG has worked at QUESTAR CAPITAL CORPORATION since December 16, 2015

Disclosure History

STEINAR BERG has 3 Disclosure Event(s).

Date: November 16, 2017
Category: Customer Dispute
Allegations: Allegations a Prudential variable annuity sold in 2010 at a prior broker dealer was unsuitable.
Damage Amount Requested: $13,000.00
Broker Comment: client alleged the variable annuity sold in 2010 was unsuitable for him. In review of this file, I find that all details of this annuity were disclosed to him including all fees as well as a prospectus being delivered. Additionally, a complete review was done upon policy delivery. The client had been a close friend for over 15 years and this claim came as a surprise to me.

Date: June 06, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT THE REGISTERED REPRESENTATIVE DID NOT DELIVER THE VA POLICY IN A TIMELY MANNER.ON 05/22/05 CONTRACT WAS ISSUED BY HARTFORD LIFE AND MAILED TO THE REP ON 05/25/05. 05/26/05 LETTER RECEIVED AT HARTFORD FROM CLIENT REQUESTING FULL REFUND. 05/27/05 HARTFORD PROCESSES FULL REFUND UNDER TEN DAY FREE LOOK PROVISION.
Damage Amount Requested: $8,900.00

Date: January 05, 2004
Category: Customer Dispute
Allegations: CLIENT ALLEGES LATE DELIVERY OF POLICY, THERFORE BELIEVED HIS "FREE LOOK" PERIOD WAS EXPIRED. ALSO, THAT SURRENDER CHARGES AND COSTS ERE NOT PROPERLY EXPLAINED.
Damage Amount Requested: $48,982.36

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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