STEINAR BERG is currently employed as a Broker and/or Investment Adviser at QUESTAR CAPITAL CORPORATION located at 4050 OLSON MEMORIAL HWY, STE 170, GOLDEN VALLEY, MN, 55422.
STEINAR BERG has worked at QUESTAR CAPITAL CORPORATION since December 16, 2015
Disclosure History
STEINAR BERG has 3 Disclosure Event(s).
Date: November 16, 2017 Category: Customer Dispute Allegations: Allegations a Prudential variable annuity sold in 2010 at a prior broker dealer was unsuitable. Damage Amount Requested: $13,000.00 Broker Comment: client alleged the variable annuity sold in 2010 was unsuitable for him. In review of this file, I find that all details of this annuity were disclosed to him including all fees as well as a prospectus being delivered. Additionally, a complete review was done upon policy delivery. The client had been a close friend for over 15 years and this claim came as a surprise to me.
Date: June 06, 2005 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE REGISTERED REPRESENTATIVE DID NOT DELIVER THE VA POLICY IN A TIMELY MANNER.ON 05/22/05 CONTRACT WAS ISSUED BY HARTFORD LIFE AND MAILED TO THE REP ON 05/25/05. 05/26/05 LETTER RECEIVED AT HARTFORD FROM CLIENT REQUESTING FULL REFUND. 05/27/05 HARTFORD PROCESSES FULL REFUND UNDER TEN DAY FREE LOOK PROVISION. Damage Amount Requested: $8,900.00
Date: January 05, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGES LATE DELIVERY OF POLICY, THERFORE BELIEVED HIS "FREE LOOK" PERIOD WAS EXPIRED. ALSO, THAT SURRENDER CHARGES AND COSTS ERE NOT PROPERLY EXPLAINED. Damage Amount Requested: $48,982.36
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