STELLA SUK-YING HUI is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 12481 High Bluff Drive, Suite 100, San Diego, CA, 92130-3583.
STELLA SUK-YING HUI has worked at CHARLES SCHWAB & CO., INC. since November 25, 1998
Disclosure History
STELLA SUK-YING HUI has 2 Disclosure Event(s).
Date: February 01, 2011 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION REGARDING THE PURCHASE OF THE SCHWAB VALUE ADVANTAGE FUND IN JANUARY 2008. Damage Amount Requested: $10,300.00 Settlement Amount: $5,000.00 Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.
Date: May 02, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION REGARDING THE SCHWAB YIELD PLUS FUND PURCHASED ON 08/18/2006. Damage Amount Requested: $13,539.00
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