STEPHANIE MARIE GANTT

STEPHANIE MARIE GANTT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 6800 COLLEGE BLVD., SUITE 630, OVERLAND PARK, KS, 66211.

STEPHANIE MARIE GANTT has worked at LPL FINANCIAL LLC since October 14, 2010

Disclosure History

STEPHANIE MARIE GANTT has 2 Disclosure Event(s).

Date: May 10, 2013
Category: Customer Dispute
Allegations: CUSTOMER'S ATTORNEY ALLEGES UNSUITABLE SWITCH OF VARIABLE ANNUITY POLICY. SEEK RETURN OF PRINCIPAL. ACTIVITY PERIOD 10/12 TO 10/12.
Damage Amount Requested: $10,038.00

Date: January 22, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGES INVESTMENTS WERE UNSUITABLE - 2006-2007. DAMAGES UNSPECIFIED.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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