Stephanie Lynn West

Stephanie Lynn West is currently employed as a Broker and/or Investment Adviser at DAVID A. NOYES & COMPANY located at 250 WEST 96TH STREET, SUITE 300, INDIANAPOLIS, IN, 46260.

Stephanie Lynn West has worked at DAVID A. NOYES & COMPANY since July 05, 2017

Disclosure History

Stephanie Lynn West has 1 Disclosure Event(s).

Date: September 01, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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