STEPHEN VINCENT DOLAN is currently employed as a Broker and/or Investment Adviser at WUNDERLICH SECURITIES, INC. located at 150 East 52nd Street, 2nd & 3rd Floor, New York, NY, 10022.
STEPHEN VINCENT DOLAN has worked at WUNDERLICH SECURITIES, INC. since June 30, 2017
Disclosure History
STEPHEN VINCENT DOLAN has 2 Disclosure Event(s).
Date: June 22, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES UNAUTHORIZED TRADING RELATING TO AN EQUITY LISTED INVESTMENT. ACTIVITY DATES 02/27/09-02/27/09. Damage Amount Requested: $124,415.00 Settlement Amount: $42,963.20
Date: March 15, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES UNAUTHORIZED BOND PURCHASE Damage Amount Requested: $2,700.00
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