STEPHEN VINCENT DOLAN is currently employed as a Broker and/or Investment Adviser at WUNDERLICH SECURITIES, INC. located at 150 East 52nd Street, 2nd & 3rd Floor, New York, NY, 10022.
STEPHEN VINCENT DOLAN has worked at WUNDERLICH SECURITIES, INC. since June 30, 2017
STEPHEN VINCENT DOLAN has 2 Disclosure Event(s).Date: June 22, 2009
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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