STEPHEN MARSHALL DOUGLASS is currently employed as a Broker and/or Investment Adviser at MUFG SECURITIES AMERICAS INC. located at 1221 AVENUE OF THE AMERICAS, 6TH FLOOR, NEW YORK, NY, 10020-1001.
STEPHEN MARSHALL DOUGLASS has worked at MUFG SECURITIES AMERICAS INC. since May 26, 2016
Disclosure History
STEPHEN MARSHALL DOUGLASS has 1 Disclosure Event(s).
Date: January 22, 1990 Category: Criminal Charges: PUBLIC MISCONDUCT, INCLUDING THEFT, MISDEMEANORPLEAD NO CONTEST. Charge Type: MISDEMEANOR Disposition: A LETTER WAS WRITTEN TO JUDGE REQUESTING CHARGESBE DROPPED AND THE CHARGES WERE SUBSEQUENTLY DROPPED.THAT WAS FINAL DISPOSITION. NO PENALTY OR FINE.FINAL DISPOSITION WAS ADJUDICATION WITHHELD. NOT PLACED ON PROBATION. Broker Comment: ACCUSED OF PETTY THEFT IN JANUARY 1990. PLED NOT GULITY 3/1990. MISSED SECOND COURT DATE BECAUSE OF RELOCATION TO NC. NOT RESOLVED UNTIL 1/97 WITH COURT APPEARANCE. PLED NO CONTEST. FINE/PENALTY DROPPED.
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