STEPHEN ANTHONY ENGRO

STEPHEN ANTHONY ENGRO is currently employed as a Broker and/or Investment Adviser at BEACON FINANCIAL GROUP located at 17300 PRESTON RD, SUITE 120, ATTN;C/O MINDY LEA KIRBY, DALLAS, TX, 75252.

STEPHEN ANTHONY ENGRO has worked at BEACON FINANCIAL GROUP since April 28, 2000

STEPHEN ANTHONY ENGRO is also currently employed as a Broker and/or Investment Adviser at KESTRA ADVISORY SERVICES, LLC located at 17300 PRESTON RD.STE. 120, Dallas, TX, 75252 since January 01, 1970

STEPHEN ANTHONY ENGRO is also currently employed as a Broker and/or Investment Adviser at KESTRA INVESTMENT SERVICES, LLC located at 17300 PRESTON RD.STE. 120, DALLAS, TX, 75252 since January 01, 1970

Disclosure History

STEPHEN ANTHONY ENGRO has 2 Disclosure Event(s).

Date: July 07, 2010
Category: Customer Dispute
Allegations: COMPLAINANT ALLEGES THAT MR. ENGRO MISREPRESENTED THE COLE CREDIT TRUST II IN JUNE 2008.
Damage Amount Requested: $11,000.00

Date: December 27, 2006
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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