STEPHEN JAY GERSTENHABER is currently employed as a Broker and/or Investment Adviser at CANTELLA & CO., INC. located at 9 VETERANS PKWY, 2ND FL., PEARL RIVER, NY, 10965.
STEPHEN JAY GERSTENHABER has worked at CANTELLA & CO., INC. since June 23, 2004
Disclosure History
STEPHEN JAY GERSTENHABER has 1 Disclosure Event(s).
Date: September 26, 1997 Category: Customer Dispute Allegations: CLIENT, THROUGHT HIS ATTORNEY ALLEGESUNAUTHORIZED TRADING. FURTHER ALLEGES IE CAUSED CLIENT TO MAKEAN INORDINATE NUMBER OF TRADES. DATES, PRODUCT, & DAMAGESUNSPECIFIED. Settlement Amount: $4,999.99 Broker Comment: PAINEWEBER DENIED THE CLAIM. CLIENT WASCONTACTED MONTHLY AND INITIATED THE MAJORITY OF THETRANSACTIONS. HE ALSO SIGNED LETTERS CONFIRMING SEVERAL TRADES.CONTACT: WARREN SUTNICK (201) 902-6144PAINEWEBBER
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