STEPHEN MARSHALL GRICE

STEPHEN MARSHALL GRICE is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at 2820 SELWYN AVENUE, SUITE 450, CHARLOTTE, NC, 28209.

STEPHEN MARSHALL GRICE has worked at SIGNATOR INVESTORS, INC. since May 13, 2016

Disclosure History

STEPHEN MARSHALL GRICE has 2 Disclosure Event(s).

Date: July 28, 1980
Category: Criminal
Charges: 2 COUNTS OF ASSAULT WITH A DEADLY WEAPON AND 1 COUNT OF DAMAGE TO PERSONAL PROPERTY. CHARGES REDUCED TO MISDEMEANORS. Charge Type: FELONY
Disposition: COMBINED SENTENCE - CONVICTED, SENTENCE SUSPENDED6-12 MT TWO YEAR PROBATION, 100 FINE, 605 RESTITUTION. PROBATIONTERMINATED ON 5/22/81. PER MY LAWYER @ THE TIME, THE SENTENCEWAS REDUCED TO MISDEMEANOR CHARGES THRU THE SETTLEMENT PLEA! IFTHIS IS FELONIOUS, I WAS UNAWARE THAT THESE CHARGES WERE SUCH.
Broker Comment: THE ABOVE WAS THE RESULT OF A MAN NAMED DANNY PURYER HAD BEEN CONTINUOUSLY HARASSING ME AS A RESULT OF THE IMPRESSION ON HIS PART THAT I WAS THE CAUSE OF HIS LOSS OFEMPLOYMENT AT THE APARTMENT COMPLEX WHERE I LIVED. MR. PURYER ARRIVED @ MY HOUSE WITH TWO COMPANIONS AT 3:00 A.M. DEMANDING THAT I COME OUTSIDE. FOR FEAR OF SAFETY I REFUSED TO COME OUT AND AT THAT TIME MR. PURYER & FRIENDS BEGAN TO TAMPER WITH MY CAR. AT THAT TIME I WENT OUTSIDE WITH A SHOTGUN WHEREUPOON MR. PURYER AND ONE COMPANION GO INTO VEHICLE WHILE THE OTHER LEFT ON FOOT. FIRED ONE SHOT OF BUCKSHOT)INTO THE AIR AND APPARENTLY SOME OF THE SOT HIT THE CAR. MR. PURYER HAS AN EXTENSIVE CRIMINAL RECORD.THAT I COME OUTSIDE. FOR FEAR OF SAFETY I REFUSED TO COME OUTAND @ THAT TIME MR. PURYER & FRIENDS BEGAN TO TAMPER WITH MYCAR. AT THAT TIME I WENT OUTSIDE WITH A SHOTGUN WHEREUPON MR.PURYER & 1 COMPANION GOT INTO VEHICLE WHILE THE OTHER LEFT ONFOOT. FIRED ONE SHOT OF (BUCKSHOT) INTO THE AIR & APPARENTLYSOME OF THE SHOT HIT THE CAR. MY PURYER HAS AN EXTENSIVECRIMINAL RECORD.

Date: June 14, 1978
Category: Criminal
Charges: FELONIOUS LARCENY FOR THE TAKING OF A U.S.MAILBOX Charge Type: FELONY
Disposition: PLEADED GUILTY OF MISD LARCENY AND GIVEN A PRAYER FOR JUDGEMENT
Broker Comment: ON 6/14/78 WHILE ATTENDING COLLEGE AT EAST CAROLINA TWO FRIENDS AND I PICKED UP A MAILBOX THAT WAS LYING ON THE GROUND, PLACED IN TRUNK OF VEHICLE AND WAS PULLED BY CITYPOLICE TWO BLOCKS DOWN THE ROAD. COPIES OF SWORN STATEMENTS ARE IN MY FILE WITH THE NASD, PLEASE REVIEW. IF THERE ARE ANY QUESTIONS PLEASE FEEL FREE TO CONTACT ME AS YOUR PROMPT & COURTEOUS ATTENTION WILL BE APPRECIATED.

More Information

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