STEPHEN L HAMILTON

STEPHEN L HAMILTON is currently employed as a Broker and/or Investment Adviser at CANTELLA & CO., INC. located at 101 E. Broadway, Mayfield, KY, 42066.

STEPHEN L HAMILTON has worked at CANTELLA & CO., INC. since January 15, 2016

Disclosure History

STEPHEN L HAMILTON has 1 Disclosure Event(s).

Date: May 05, 2015
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT THE VARIABLE LIFE INSURANCE POLICY HE PURCHASED WAS MISREPRESENTED AS A MUTUAL FUND INVESTMENT.
Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER COMPLAINT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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