STEPHEN TYLER INGALLS is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 168C ROUTE 15, LAFAYETTE, NJ, 07848.
STEPHEN TYLER INGALLS has worked at COMMONWEALTH FINANCIAL NETWORK since April 24, 2009
Disclosure History
STEPHEN TYLER INGALLS has 1 Disclosure Event(s).
Date: July 25, 2000 Category: Customer Dispute Allegations: THE CUSTOMER RAISED CONCERNS ABOUT THE AMOUNT OF MONEY INVESTED IN PRICELINE.COM COMMON STOCK IN MAY 1999 AND THE AMOUNT OF MONEY INVESTED IN THE MERRILL LYNCH INTERNET DEFINED ASSET FUND IN DECEMBER 1999. THE CUSTOMER ALLEGED THAT THESE INVESTMENTS WERE OVER CONCENTRATED. Damage Amount Requested: $16,000.00 Broker Comment: THE CUSTOMER WAS WILLING TO ASSUME MORE RISK FOR THE POTENTIAL OF A GREATER RETURN. THIS DECISION WAS BASED ON THE FACT THAT THE CUSTOMER HAD A DIVERSIFIED PORTFOLIO OF MUTUAL FUNDS IN HER 401K PLAN VALUED AT $200,000.
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