STEPHEN TYLER INGALLS

STEPHEN TYLER INGALLS is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 168C ROUTE 15, LAFAYETTE, NJ, 07848.

STEPHEN TYLER INGALLS has worked at COMMONWEALTH FINANCIAL NETWORK since April 24, 2009

Disclosure History

STEPHEN TYLER INGALLS has 1 Disclosure Event(s).

Date: July 25, 2000
Category: Customer Dispute
Allegations: THE CUSTOMER RAISED CONCERNS ABOUT THE AMOUNT OF MONEY INVESTED IN PRICELINE.COM COMMON STOCK IN MAY 1999 AND THE AMOUNT OF MONEY INVESTED IN THE MERRILL LYNCH INTERNET DEFINED ASSET FUND IN DECEMBER 1999. THE CUSTOMER ALLEGED THAT THESE INVESTMENTS WERE OVER CONCENTRATED.
Damage Amount Requested: $16,000.00
Broker Comment: THE CUSTOMER WAS WILLING TO ASSUME MORE RISK FOR THE POTENTIAL OF A GREATER RETURN. THIS DECISION WAS BASED ON THE FACT THAT THE CUSTOMER HAD A DIVERSIFIED PORTFOLIO OF MUTUAL FUNDS IN HER 401K PLAN VALUED AT $200,000.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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