STEPHEN KEPCHAR is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 300 GRANITE RUN DRIVE, SUITE 300, LANCASTER, PA, 17601.
STEPHEN KEPCHAR has worked at MORGAN STANLEY since June 01, 2009
STEPHEN KEPCHAR has 4 Disclosure Event(s).
Date: January 05, 2017 Category: Customer Dispute Allegations: Claimants allege, inter alia, that from 1991 to 2016 the FA made unsuitable investments. Damage Amount Requested: $300,000.00 Settlement Amount: $13,000.00 Broker Comment: This matter was settled at a small fraction of the alleged damages as a business decision by the Firm to avoid the cost and uncertainty of litigation. The advisor denies any allegation of wrongdoing and was not asked to contribute to the settlement.
Date: January 08, 2007 Category: Customer Dispute Allegations: CLIENT ALLEGES, INTER ALIA, UNAUTHORIZED TRANSACTIONS IN HIS ACCOUNT BY HIS FINANCIAL ADVISOR - NO DATES SPECIFIED. UNSPECIFIED - ESTIMATED TO BE OVER $5,000.
Date: November 17, 2005 Category: Customer Dispute Allegations: CUSTOMER CLAIMED TRANSACTIONS WERE NOT EXECUTED IN A TIMELY FASHION. Damage Amount Requested: $18,849.22 Settlement Amount: $18,849.22 Broker Comment: ORIGINAL COMPLAINT WAS NOT CONSTRUED TO RAISE A SALES PRACTICE ISSUE BUT LATER SETTLED FOR GREATER THAN 10K.
Date: January 05, 1998 Category: Customer Dispute Allegations: ALLEGED CHURNING AND UNSUITABILITY SEEKINGDAMAGES IN EXCESS OF $266,000. EVENTS OCCURRED WHILE AE AT DEANWITTER. Settlement Amount: $175,000.00 Broker Comment: DEAN WITTER TO PAY $175,000.Not Provided
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