STEPHEN EDWARD KRUCHTEN

STEPHEN EDWARD KRUCHTEN is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 8800 HIGHWAY 7, BOX 648, SAINT LOUIS PARK, MN, 55426.

STEPHEN EDWARD KRUCHTEN has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since August 06, 2009

Disclosure History

STEPHEN EDWARD KRUCHTEN has 2 Disclosure Event(s).

Date: March 02, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT HE WAS NOT PROVIDED A COPY OF A VARIABLE ANNUITY CONTRACT RELATIVE TO HIS PURCHASE OF THE ANNUITY ON JULY 26, 2000, AND HE NOW WANTS TO EXERCISE HIS 10 DAY FREE LOOK.

Date: December 11, 2001
Category: Customer Dispute
Allegations: CLIENT PURCHASED AN ANNUITY IN DECEMBER 1999. THE CUSTOMER CONTACTED THE FIRM AFTER THE FREE LOOK PERIOD INDICATING SHE WAS UNCOMFORTABLE WITH THE INVESTMENT. AS AN ACCOMMODATION THE TRANSACTION WA CANCELLED AND THE CLIENT WAS REIMBURSED.
Damage Amount Requested: $13,419.00
Settlement Amount: $13,419.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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