STEPHEN MARK MERRITT

STEPHEN MARK MERRITT is currently employed as a Broker and/or Investment Adviser at GWFS EQUITIES, INC. located at 11500 OUTLOOK STREET, OVERLAND PARK, KS, 66211.

STEPHEN MARK MERRITT has worked at GWFS EQUITIES, INC. since September 02, 2014

Disclosure History

STEPHEN MARK MERRITT has 2 Disclosure Event(s).

Date: September 14, 2012
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: - I EXPERIENCED A REDUCTION IN INCOME DUE TO A CHANGE IN JOBS. AFTER ATTEMPTING TO CATCH UP ON CREDIT CARDS AND STUDENT LOANS AND UTILIZE TOOLS LIKE CREDIT COUNSELING, ULTIMATELY AFTER SEEKING ADVISE I DECIDED TO FILE FOR CHAPTER 7 BANKRUPTCY.

Date: October 31, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: - I EXPERIENCED A REDUCTION IN INCOME DUE TO A CHANGE IN JOBS. AFTER ATTEMPTING TO CATCH UP ON CREDIT CARDS AND STUDENT LOANS AND UTILIZE TOOLS LIKE CREDIT COUNSELING, ULTIMATELY AFTER SEEKING ADVISE I DECIDED TO FILE FOR CHAPTER 7 BANKRUPTCY.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for STEPHEN MARK MERRITT, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.