Stephen C Mrozek

Stephen C Mrozek is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 2778 SOM CENTER RD SUITE 102, WILLOUGHBY HILLS, OH, 44094.

Stephen C Mrozek has worked at EDWARD JONES since November 17, 2011

Disclosure History

Stephen C Mrozek has 2 Disclosure Event(s).

Date: January 29, 2010
Category: Financial
Type: Compromise
Disposition: SETTLED FOR LESS THAN FULL
Broker Comment: MEDICAL AND INCOME LOSS PREDICATED.

Date: November 16, 2009
Category: Financial
Type: Compromise
Disposition: SETTLED FOR LESS THAN FULL AMOUNT
Broker Comment: MEDICAL BILLS AND INCOME LOSS COMBINED TO MAKE SITUATION.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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