STEPHEN ANTHONY NAPPO is currently employed as a Broker and/or Investment Adviser at CADARET, GRANT & CO., INC. located at 8600 Transit Road, Suite 1B, East Amherst, NY, 14051.
STEPHEN ANTHONY NAPPO has worked at CADARET, GRANT & CO., INC. since January 12, 2015
Disclosure History
STEPHEN ANTHONY NAPPO has 2 Disclosure Event(s).
Date: January 12, 2015 Category: Employment Separation After Allegations Firm Name: FINANCIAL WEST GROUP Termination Type: Voluntary Resignation Allegations: VIOLATION OF FINRA RULE 2330(B)(3) Broker Comment: TERMINATION WAS VOLUNTARY. CLIENT SUBMITTED APPLICATION TO INSURANCE COMPANY. I GATHERED ALL DOCUMENTS AND SENT TO OSJ.
Date: May 05, 1996 Category: Employment Separation After Allegations Firm Name: MASSMUTUAL LIFE INSURANCE COMPANY Termination Type: Permitted to Resign Allegations: Not ProvidedPERMITTED TO TERMINATE CONTRACT Broker Comment: TERMINATIONON 5/5/96, I TERMINATED MY CONTRACT WITH MASSMUTUAL. HOWEVER, UPON RECEIPT OF U4 THE NOTATION SAID"PERMITTED TO TERMINATE."
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