BrokerSearch

BrokerSearch

STEPHEN CHRISTOPHER NIPLE

STEPHEN CHRISTOPHER NIPLE is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 2012 WEST 25TH STREET, STE 900, CLEVELAND, OH, 44113.

STEPHEN CHRISTOPHER NIPLE has worked at MML INVESTORS SERVICES, LLC since July 21, 2016

Disclosure History

STEPHEN CHRISTOPHER NIPLE has 2 Disclosure Event(s).

Date: April 10, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $2,236.89
Judgment/Lien Type: Civil

Date: June 07, 1988
Category: Criminal
Charges: RECEIVING STOLEN PROPERTY
Disposition: Amended
Amended Charges: AMENDED CHARGE TO UNAUTHORIZED USE PROPERTY
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Pled guilty

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for STEPHEN CHRISTOPHER NIPLE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.

How to choose a broker or investment adviser. Learn More