STEPHEN P O'DONNELL is currently employed as a Broker and/or Investment Adviser at SAXONY SECURITIES, INC. located at 1306 Sheridan Ave., Cody, WY, 82414.
STEPHEN P O'DONNELL has worked at SAXONY SECURITIES, INC. since November 18, 2015
Disclosure History
STEPHEN P O'DONNELL has 2 Disclosure Event(s).
Date: November 09, 2012 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: September 24, 2002 Category: Customer Dispute Allegations: NEGLIGENCE, BREACH OF FIDUCIARY DUTY, FRAUD, MISMANAGEMENT, MISREPRESENTATION, FAILURE TO FOLLOW INSTRUCTIONS, UNSUITABILITY AND VIOLATION OF 1934 SECURITIES ACT AND RULE 10B-5 FROM AUGUST 26, 2000 THROUGH MARCH 31, 2001. Damage Amount Requested: $12,000,000.00 Settlement Amount: $625,000.00 Broker Comment: ALL CLAIMS AGAINST THE FC HAVE BEEN DISMISSED. THE PARTIES ARE SUBMITTING A REQUEST FOR AN EXPUNGEMENT OF THIS MATTER.
More Information
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