STEPHEN KENDALL SCOUTEN

STEPHEN KENDALL SCOUTEN is currently employed as a Broker and/or Investment Adviser at SANDLER, O'NEILL & PARTNERS, L.P. located at 3424 PEACHTREE ROAD, N.E., SUITE 2050, ATLANTA, GA, 30326.

STEPHEN KENDALL SCOUTEN has worked at SANDLER, O'NEILL & PARTNERS, L.P. since May 14, 2014

Disclosure History

STEPHEN KENDALL SCOUTEN has 1 Disclosure Event(s).

Date: July 16, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: MY BANKRUPTCY WAS FILED AS A BUSINESS BANKRUPTCY FOR A SOLE PROPRIETORSHIP UNDER WHICH I PURCHASED SOME LOT LOANS IN FLORIDE FOR POTENTIAL DEVELOPMENT/INVESTMENT. THE LOT DROPPED IN VALUE FROM $390,000 TO $40,000 AND AS THE LOAN WENT INTO DEFAULT A DEFICIENCY JUDGMENT WAS ISSUED ON THE DIFFERENCE. THE CHAPTER 7 WAS COMPLETED TO DISCHARGE THE $309,000 DEFICIENCY THAT RESULTED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for STEPHEN KENDALL SCOUTEN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.