Stephen Steele is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 6451 CLAYTON RD SUITE 102, CLAYTON, MO, 63117.
Stephen Steele has worked at EDWARD JONES since March 13, 2013
Disclosure History
Stephen Steele has 1 Disclosure Event(s).
Date: July 15, 2016 Category: Customer Dispute Allegations: unauthorized trading; failure to disclose information; violation of SEC Rules Damage Amount Requested: $1,190.94 Broker Comment: MR. STEELE WAS NOT NAMED AS A RESPONDENT TO THE REPORTED ARBITRATION. HE WAS NOT REQUIRED BY THE FIRM TO CONTRIBUTE TO THE AWARD.
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