STEPHEN JOSEPH STRAVOLO is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 775 SPARTAN BOULEVARD, SUITE 105, SPARTANBURG, SC, 29301.
STEPHEN JOSEPH STRAVOLO has worked at CETERA ADVISOR NETWORKS LLC since July 14, 2006
Disclosure History
STEPHEN JOSEPH STRAVOLO has 2 Disclosure Event(s).
Date: November 16, 2011 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT A DELAY IN TRANSFERRING THE ACCOUNT RESULTED IN MARKET LOSS. Damage Amount Requested: $18,000.00
Date: January 04, 2008 Category: Customer Dispute Allegations: INVESTMENTS WERE NOT SUITABLE BASED ON RISK TOLERANCE AND CLIENT'S NEED FOR LIQUIDITY. Damage Amount Requested: $56,182.00
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