STEPHEN FRANCIS VALERI is currently employed as a Broker and/or Investment Adviser at SUNTRUST INVESTMENT SERVICES, INC. located at 360 CENTRAL AVENUE, SUITE 1700, ST. PETERSBURG, FL, 33701.
STEPHEN FRANCIS VALERI has worked at SUNTRUST INVESTMENT SERVICES, INC. since August 05, 2016
Disclosure History
STEPHEN FRANCIS VALERI has 2 Disclosure Event(s).
Date: November 17, 2008 Category: Customer Dispute Allegations: FLORDIA RESIDENT WRITES THAT HE INSTRUCTED FA TO REBALANCE PORTFOLIO SO THAT HE WOULD HAVE 25% IN EQUITIES AND 75% IN MORE CONSERVATIVE INVESTMENTS. THE ACCOUNT WAS REBALANCED 9/8/08, BUT CLIENT WRITES THAT THE ACCOUNT WAS NOT SUFFICIENTLY CONSERVATIVE, COSTING HIM $10,000 IN LOSSES THEREAFTER. Damage Amount Requested: $10,000.00 Broker Comment: CLAIM DENIED. CLIENT'S INVESTMENTS WERE REBALANCED TO 25/75 ALLOCATION HE REQUESTED. IT APPEARS FA HAD COMPLETED REALLOCATION BEFORE LEAVING FIRM.**AS OF 11/17/2010 THIS ITEM IS NO LONGER REPORTABLE.**
Date: July 24, 2002 Category: Customer Dispute Allegations: THE CLIENT'S ATTORNEY ALLEGED UNSUITABILITY WITH REGARD EQUITIES AND MUTUAL FUNDS. 1995 - 2002. Damage Amount Requested: $38,257.00 Broker Comment: THE CLIENT'S CLAIM WAS DENIED.
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