Stephen Terry Wagstaff is currently employed as a Broker and/or Investment Adviser at ONEAMERICA SECURITIES, INC. located at 2915 E Baseline Road, Suite 119, Gilbert, AZ, 85234.
Stephen Terry Wagstaff has worked at ONEAMERICA SECURITIES, INC. since February 16, 2018
Disclosure History
Stephen Terry Wagstaff has 1 Disclosure Event(s).
Date: November 16, 2015 Category: Customer Dispute Allegations: Client alleges misrepresentation in the purchase of a variable annuity in 2014. Settlement Amount: $1,474.58 Broker Comment: Based on appeal received on 11/16/2015, the Firm found no basis. However, as a good faith gesture, the Firm agreed to waive the charges associated with the surrender of the 2014 variable annuity. Loss to Firm: $1,474.58. RR Wagstaff's errors and omission did not contribute to the settlement.
More Information
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