STEVE DA COSTA

STEVE DA COSTA is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 2147 PRIEST BRIDGE DR, STE 1, CROFTON, MD, 21114.

STEVE DA COSTA has worked at PFS INVESTMENTS INC. since July 17, 2012

Disclosure History

STEVE DA COSTA has 2 Disclosure Event(s).

Date: September 17, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $3,453.00
Judgment/Lien Type: Tax
Broker Comment: THERE IS AN INSTALLMENT AGREEMENT IN PLACE. I WAS NOT AWARE THAT A LIEN WAS FILED. THE LIEN AMOUNT WAS THE BALANCE WHEN FILED. AFTER LEARNING OF THE LIENM THE IRS PROVIDED ME THE LATEST ANNUAL AGREEMENT STATEMENT, WHICH WAS ORIGINALLY SENT TO AN OLD ADDRESS.

Date: September 17, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $22,211.00
Judgment/Lien Type: Tax
Broker Comment: THERE IS AN INSTALLMENT AGREEMENT IN PLACE. I WAS NOT AWARE THAT A LIEN WAS FILED. THE LIEN AMOUNT WAS THE BALANCE WHEN FILED. AFTER LEARNING OF THE LIENM THE IRS PROVIDED ME THE LATEST ANNUAL AGREEMENT STATEMENT, WHICH WAS ORIGINALLY SENT TO AN OLD ADDRESS.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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