STEVE DAVID DABBAH is currently employed as a Broker and/or Investment Adviser at DABBAH SECURITIES CORP. located at 1370 AVENUE OF THE AMERICAS, 27TH FLOOR, NEW YORK, NY, 10019.
STEVE DAVID DABBAH has worked at DABBAH SECURITIES CORP. since August 28, 1991
Disclosure History
STEVE DAVID DABBAH has 1 Disclosure Event(s).
Date: August 03, 1999 Category: Regulatory Initiated By: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. Allegations: THE REPORTS WERE FILED EITHER 1 OR 2 DAYS LATE. IN EACH INSTANCE, BOTH THE APPLICANT AND THE CONTROL PERSON HAD DELIVERED ALL REQUIRED INFORMATION AND DOCUMENTATION TO A THIRD PARTY FILING FIRM, SUFFICIENTLY IN ADVANCE OF THE REQUIRED FILING DATE. THE APPLICANT HAS CHANGED IT FILING FIRM AND HAS HAD NO FURTHER PROBLEM TO TIMELINESS OF FILINGS. Resolution: Acceptance, Waiver & Consent(AWC) SanctionDetails: Sanctions: Censure Sanction Details: FINE J&S Broker Comment: $1500.00 FINE PAID ON 08/20/1999 INVOICE #99-10-685
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