STEVE MICHAEL MACONI is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1201 MARKET ST, WILMINGTON, DE, 19801.
STEVE MICHAEL MACONI has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since January 19, 1983
Disclosure History
STEVE MICHAEL MACONI has 3 Disclosure Event(s).
Date: September 27, 2010 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES MISREPRESENTATION. COMPENSATORY DAMAGES ARE UNSPECIFIED.
Date: May 09, 2005 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FINANCIAL ADVISOR DID NOT INFORM HER THAT HER MONEY WOULD HAVE TO BE INVESTED IN HER MUTAL FUND FOR SIX YEARS BEFORE SHE COULD REMOVE IT WITHOUT PENALTY. DAMAGES UNSPECIFIED. Broker Comment: UPON INVESTIGATION THE COMPLAINT WAS FOUND TO BE WITHOUT MERIT AND WAS DENIED.
Date: March 16, 2000 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT FC DID NOT FULLY DISCLOSE RISKS WHEN INVESTING IN BOND FUNDS AND LONG TERN FIXED INCOME PRODUCTS. NO SPECIFIC DAMAGES ALLEGED.NO SPECIFIC DAMAGES ALLEGED. Broker Comment: THE DECLINE IN ACCOUNT VALUE WAS DUE IN PART TO WITHDRAWLA OF FUNDS IN EXCESS OF $100000.00. ACCOUNT WAS TRADED WITHIN STATED INVESTMENT OBJECTIVES. CLOSED, NO FURTHER ACTION TAKEN.
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