STEVEN JAMES ACUFF

STEVEN JAMES ACUFF is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 26750 US HIGHWAY 19 NORTH - SUITE 100, CLEARWATER, FL, 33761.

STEVEN JAMES ACUFF has worked at RAYMOND JAMES & ASSOCIATES, INC. since August 20, 1987

Disclosure History

STEVEN JAMES ACUFF has 2 Disclosure Event(s).

Date: January 25, 2010
Category: Customer Dispute
Allegations: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000 OR MORE**DISCLOSURE OF FEES - ACTIVITY DATE IS FROM 6/4/02 THRU 6/4/02.
Damage Amount Requested: $6,959.54
Broker Comment: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000 OR MORE**

Date: October 22, 2008
Category: Customer Dispute
Allegations: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000 OR MORE** CLIENT ALLEGES MISREPRESENTATION - ACTIVITY DATES ARE FROM 9/25/08 THRU 9/25/08.
Damage Amount Requested: $10,000.00
Broker Comment: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000 OR MORE**

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for STEVEN JAMES ACUFF, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.