STEVEN JOSEPH AMICO is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 40 SPEEN STREET, SUITE 202, FRAMINGHAM, MA, 01701.
STEVEN JOSEPH AMICO has worked at CETERA ADVISORS LLC since October 03, 2016
Disclosure History
STEVEN JOSEPH AMICO has 1 Disclosure Event(s).
Date: August 19, 2015 Category: Customer Dispute Allegations: After incurring losses on an investment-grade bond purchased four years ago, Client has alleged that the investment had been unsuitable. Damage Amount Requested: $13,297.00 Broker Comment: The Registered Representative denies the allegations. The investment at issue was a small portion of the client's overall portfolio and was investment grade at the point of sale, when suitability is determined.
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