STEVEN CRAIG BEHRLE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located at 100 SPECTRUM CENTER DR, STE 900, IRVINE, CA, 92618.
STEVEN CRAIG BEHRLE has worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC since May 11, 2007
Disclosure History
STEVEN CRAIG BEHRLE has 2 Disclosure Event(s).
Date: November 08, 2001 Category: Customer Dispute Allegations: UNAUTHORIZED TRADES IN THE PURCHASE OF AN ANNUITY.
Date: February 02, 1989 Category: Customer Dispute Allegations: MISREPRESENTED INVESTMENT & SUITABILITY Settlement Amount: $17,000.00 Broker Comment: 17000K PAID TO CLIENT EXCLUSIVELY PAID BY PAINEWEBBERI WENT TO ARBITRATION WAS A IP FROM PWDELAURNMENTS STOCK WENT TO 0 WAS SUPPOSED TO PAY 10% WITH TAXINCENTIVES. THIS WAS NOT THE CASE. WE WENT TO ARBITRATION PWWAS RESPONSIBLE FOR APPROX $3000 PLUS NASD FEES OF 1000 ANDR.W. I WERE JOINTLY & SECURITY LIABLE
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